🛠 Tech Stack

💼 About This Role

You'll ensure timely settlement of all trades and maintain accurate positions for a fintech platform that democratizes wealth creation. Your work will directly support daily brokerage operations and improve processes through automation. This role offers the chance to leverage AI tools to enhance productivity and drive efficiency.

🎯 What You'll Do

• Complete daily cash, position, and trading reconciliations
• Ensure timely trade settlement and resolve breaks
• Process ACATs and maintain account records
• Monitor and manage corporate action events

📋 Requirements

• 1-3 years of brokerage operations experience
• Knowledge of Equities trading, clearance, and settlement
• FINRA Series 99 required
• Proficiency in SQL and VBA/Macros

✨ Nice to Have

• Series 57 or ability to obtain within 90 days
• Margin experience
• Advanced skills in MS Excel

🎁 Benefits & Perks

• 💰 Competitive salary and equity
• 🏖️ Flexible PTO
• 💻 Work-from-home equipment stipend
• 🏥 Health and wellness benefits through One Medical, Gympass, Maven Health
• 👶 Paid Parental Leave

📨 Hiring Process

Estimated timeline: 2-4 weeks · AI estimate

1. 1Recruiter screen· 30 min
2. 2Hiring manager interview· 45 min
3. 3Technical assessment· 60 min

🚩 Heads Up

• Requires AI tool proficiency for an operations role
• Mentions Series 99 required but Series 7/63 not listed as required (typical for ops)