💼 About This Role

You'll assist in monitoring client transactions and handling surveillance alerts to ensure regulatory compliance. You'll support client screening, manage alerts from CDSL and internal systems, and coordinate with stakeholders for timely closure. This role is key to maintaining audit-ready records and filing Suspicious Transaction Reports.

🎯 What You'll Do

• Execute client EOD screening per regulatory guidelines
• Monitor and review alerts from CDSL and internal depository systems
• Coordinate with stakeholders for alert clarification and closure
• Maintain MIS and prepare periodic reports

📋 Requirements

• 0–3 years of experience in Surveillance within Capital Markets
• Understanding of AML/CFT guidelines and SEBI regulations
• Basic knowledge of CDSL systems and trade surveillance

✨ Nice to Have

• Experience with depository operations
• Knowledge of FIU-IND reporting