Description

In this role, you will conduct risk-based quality assurance reviews across multiple Financial Crime Compliance functions, including trade surveillance, AML, sanctions, fraud, and enhanced due diligence. You'll analyze global account activity, perform QA testing across entities, and identify control gaps to strengthen regulatory compliance.

Requirements

• 2+ years' work experience in Financial Crime Compliance areas
• Demonstrated ability and willingness to be cross-trained across multiple compliance processes
• High comfort with computers and technology
• Excellent oral and written communication skills
• Detail-oriented with strong organizational and project management skills

Responsibilities

• Conduct risk-based quality assurance reviews across Financial Crime Compliance functions
• Review global account activity including trading behavior, deposits/withdrawals, sanctions exposure, fraud indicators, and enhanced due diligence
• Perform QA testing across multiple global entities and jurisdictions ensuring consistent standards
• Advise management by analyzing QA results, data, and emerging risk trends
• Identify thematic issues, control gaps, and opportunities for process optimization