Tech Stack

Description

You will execute and support multi-asset trades for RIAs, act as a trusted advisor on trade execution, and help build the future of trading at Altruist.

Requirements

• FINRA Series 7 and Series 63 required; Series 4 and/or 24 is a strong plus (or willingness to obtain).
• Additional licenses, such as the Series 57 (must be obtained within 90 days of hire) and the Series 52/53 (required depending on primary job function).
• 3–7 years of experience supporting or executing trades across multiple asset classes in a broker-dealer, custodian, or RIA service environment.
• Working knowledge of equities, ETFs, options, fixed income, structured products, and mutual funds, including differing market structures and settlement processes.
• Experience handling margin accounts and understanding margin requirements across asset classes.
• Strong attention to detail and ability to manage multiple workflows simultaneously in a fast-paced environment.
• Excellent communication skills with a demonstrated ability to support RIAs and explain complex concepts clearly.
• Comfort working cross-functionally and adapting to evolving products and processes.
• Bachelor’s degree in Finance, Economics, Business, or a related field.

Responsibilities

• Execute and support trades across equities, ETFs, listed options, fixed income securities, structured products, and mutual funds on behalf of RIAs and their clients.
• Provide advisor-facing support for order entry, trade workflows, allocations, settlements, and product-specific considerations.
• Assist RIAs with ETF and equity execution, including liquidity considerations, order types, and execution timing.
• Support options trading, including single-leg and multi-leg strategies, margin impact, and execution mechanics.
• Execute and provide baseline support on fixed income trades, including Treasuries, agencies, corporates, municipals, CDs, and structured products such as structured notes and market-linked CDs.
• Coordinate structured product and mutual fund transactions, including subscriptions, redemptions, and operational workflows.
• Serve as a knowledgeable resource to advisors on cross-asset tradeoffs, portfolio implementation considerations, and product mechanics.
• Partner with Operations, Compliance, Advisor Support, and Product teams to ensure accurate trade processing, regulatory compliance, and continuous workflow improvement.
• Monitor market conditions across asset classes to proactively identify risks, execution considerations, and advisor support needs.
• Contribute to improving internal trading processes, tools, and service models as Altruist’s platform scales.