4h ago

Compliance Officer

London, UK

โœจ $85k-$110k / yearest.

full-timemidfinance

๐Ÿ’ผ About This Role

You'll join Point72's industry-leading Compliance team to support EMEA investment activities. You'll enforce compliance programs and provide real-time regulatory advice. This role offers mentorship and long-term career growth at a top firm.

๐ŸŽฏ What You'll Do

  • Enforce compliance monitoring programs including trade monitoring and due diligence
  • Provide proactive regulatory advice and real-time support on trading restrictions
  • Manage MiFID II obligations including SMCR and transaction reporting
  • Deliver compliance training and improve firm policies and procedures

๐Ÿ“‹ Requirements

  • University graduate degree
  • 5-7 years' compliance experience in equity trading or hedge fund environment
  • Understanding of UK and European regulations and rules
  • Strong analytical, organizational, and communications skills

โœจ Nice to Have

  • Experience with SMCR and transaction reporting
  • Knowledge of MiFID II requirements

๐ŸŽ Benefits & Perks

  • ๐Ÿฅ Private medical and dental insurances
  • ๐Ÿ‘ถ Generous parental and family leave policies
  • ๐Ÿง˜ Mental and physical wellness programs
  • ๐ŸŽ“ Tuition assistance
  • ๐Ÿ’ฐ Non-contributory pension

๐Ÿ“จ Hiring Process

Estimated timeline: 2-4 weeks ยท AI estimate

  1. 1Recruiter screenยท 30 min
  2. 2Hiring manager interviewยท 45 min
  3. 3Panel interviewยท 1 hour
  4. 4Offerยท N/A
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