4h ago
Compliance Officer
London, UK
โจ $85k-$110k / yearest.
full-timemidfinance
๐ผ About This Role
You'll join Point72's industry-leading Compliance team to support EMEA investment activities. You'll enforce compliance programs and provide real-time regulatory advice. This role offers mentorship and long-term career growth at a top firm.
๐ฏ What You'll Do
- Enforce compliance monitoring programs including trade monitoring and due diligence
- Provide proactive regulatory advice and real-time support on trading restrictions
- Manage MiFID II obligations including SMCR and transaction reporting
- Deliver compliance training and improve firm policies and procedures
๐ Requirements
- University graduate degree
- 5-7 years' compliance experience in equity trading or hedge fund environment
- Understanding of UK and European regulations and rules
- Strong analytical, organizational, and communications skills
โจ Nice to Have
- Experience with SMCR and transaction reporting
- Knowledge of MiFID II requirements
๐ Benefits & Perks
- ๐ฅ Private medical and dental insurances
- ๐ถ Generous parental and family leave policies
- ๐ง Mental and physical wellness programs
- ๐ Tuition assistance
- ๐ฐ Non-contributory pension
๐จ Hiring Process
Estimated timeline: 2-4 weeks ยท AI estimate
- 1Recruiter screenยท 30 min
- 2Hiring manager interviewยท 45 min
- 3Panel interviewยท 1 hour
- 4Offerยท N/A
0 0 0