🛠 Tech Stack

💼 About This Role

You'll review advertising and marketing materials for compliance with SEC, FINRA regulations in a remote-friendly environment. Your work ensures accurate, fair content before publication. You'll collaborate with marketing and compliance teams to shape compliant messaging supporting business growth.

🎯 What You'll Do

• Review advertising and marketing materials for regulatory compliance
• Evaluate content for accuracy, fairness, and proper representation
• Identify and escalate potentially misleading content
• Provide compliance guidance to marketing teams and advisors

📋 Requirements

• Bachelor's degree in Business, Finance, or related field equivalent experience
• Minimum of 3 years in advertising review or compliance in financial services
• Strong understanding of SEC, FINRA, and DOL regulatory frameworks
• Excellent attention to detail with analytical and critical thinking skills

✨ Nice to Have

• Familiarity with compliance or marketing systems (e.g., Saifr, Hearsay, FMG Suite, Seismic, MirrorWeb)
• Proven ability to manage multiple priorities and meet deadlines

🎁 Benefits & Perks

• 💰 Competitive base salary ranging from $100,000 to $115,000
• 🏖️ Comprehensive health, dental, vision, and wellness benefits
• 📈 Retirement savings plans with employer support
• 💼 Flexible, remote-friendly work environment
• 🎓 Learning and professional development programs

📨 Hiring Process

Estimated timeline: 2-4 weeks · AI estimate

1. 1Phone Screen· 30 min
2. 2Technical Interview· 45 min
3. 3Hiring Manager Interview· 60 min