🛠 Tech Stack

💼 About This Role

You'll lead regulatory compliance and surveillance for a fast-evolving financial trading environment. Your work ensures market integrity and fairness across complex operations.

🎯 What You'll Do

• Lead daily trade surveillance to monitor market behavior and identify anomalies.
• Prepare and submit regulatory filings including rule changes and product submissions.
• Investigate and escalate potential violations in coordination with compliance and legal.
• Partner with senior regulatory leadership on investigations and enforcement actions.

📋 Requirements

• 10+ years progressive experience in market regulation or compliance within financial markets.
• Strong expertise in trade lifecycle processes including order execution and settlement.
• Deep understanding of regulatory frameworks governing market integrity and surveillance.
• Experience with surveillance tools, case management systems, and regulatory reporting platforms.

✨ Nice to Have

• Experience with prediction market structures.
• Demonstrated interest in trading systems.
• Familiarity with third-party surveillance providers.

🎁 Benefits & Perks

• 💰 Competitive base salary $160k-$200k USD plus bonus and equity.
• 🏥 Comprehensive health, dental, and vision insurance.
• 🏠 Remote-first work environment with US-wide flexibility.
• 📈 Career development opportunities in a global innovation-focused organization.

📨 Hiring Process

Estimated timeline: 2-4 weeks · AI estimate

1. 1Recruiter Call· 30 min
2. 2Hiring Manager Interview· 45 min
3. 3Technical Assessment· 60 min