3h ago
Compliance Manager
Sydney, NSW
✨ $130k-$170k / yearest.
full-timemid Hybridfinancial services
🛠 Tech Stack
💼 About This Role
You'll own end-to-end compliance delivery at a sustainability-focused fintech accelerating the energy transition. You'll embed compliance-by-design across Product, Tech, and Operations, providing regulatory advice on consumer credit and financial services obligations. This role offers the chance to leverage AI tools to modernize compliance functions in a mission-driven company.
🎯 What You'll Do
- Manage compliance plan, issues, breaches, and audit-ready artefacts.
- Provide regulatory interpretation on NCCPA, AFSL, ACL, and conduct risk.
- Embed compliance-by-design with Product, Tech, and Operations teams.
- Design and deliver risk-based compliance training using AI.
- Oversee conflicts of interest, whistleblower, and anti-bribery frameworks.
📋 Requirements
- 4+ years compliance experience in regulated financial services or fintech.
- Strong knowledge of NCCPA, Corporations Act, ASIC ACL, AML/CTF.
- Hands-on experience with compliance monitoring, assurance, and documentation.
- Proven use of AI tools to automate compliance functions.
✨ Nice to Have
- Familiarity with GRC software and regtech tools.
- Professional certifications in compliance (ICA, CCRP, CAMS).
- Experience with conduct risk and DDO obligations.
🎁 Benefits & Perks
- 🏠 Hybrid work model with Monday-Thursday in office, Friday remote.
- 🍲 Free Monday lunch and weekly Thursday social events.
- 📈 Employee Share Option Plans (ESOP).
- 🍿 Stocked pantry with snacks, wine, and beer on tap.
- 🚴 End-of-trip facilities with shower and towel service.
🚩 Heads Up
- Role expects ownership of compliance training using AI but AI proficiency is also listed as a requirement, potentially setting a high bar.
- Combines multiple compliance domains (conduct risk, anti-bribery, whistleblower) under one role, which may indicate understaffing.
- Requires working autonomously in a fast-paced environment, which may suggest limited support.
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