🛠 Tech Stack

💼 About This Role

You'll lead financial crimes testing and monitoring for a global brokerage, executing hands-on control evaluation and SQL analysis. You'll drive the annual test plan and improve regulatory compliance frameworks. This hybrid role offers direct impact on AML programs at a top online broker.

🎯 What You'll Do

• Create and maintain the Annual Financial Crimes test plan
• Conduct testing and monitoring activities
• Execute hands-on functional and backend SQL testing
• Communicate deficiencies to business stakeholders

📋 Requirements

• 6+ years evaluating AML controls at a financial institution
• Knowledge of AML and trading products (Equities, Options, Futures, FOREX, Crypto)
• Experience with SQL and Jira
• Understanding of US and Foreign AML Regulatory regimes

✨ Nice to Have

• ACAMS, CFE, CFCS, Series 7 certification
• Experience in internal audit or control function
• Experience with JQL queries

🎁 Benefits & Perks

• 💰 Competitive salary with performance-based bonus and stock grant
• 🏖️ Annual performance-based bonus and stock grant
• 🏥 Medical, dental, vision with company paid medical premium
• 🍽️ Daily lunch allowance and stocked kitchen
• 📚 Tuition reimbursement and learning opportunities

📨 Hiring Process

Estimated timeline: 2-4 weeks

1. 1Application Review· 1 week
2. 2PI Test· 30 min
3. 3Interview with Hiring Manager· 1 hour
4. 4Pre-close· 30 min