2h ago
Associate Director, Risk & Margin
Chicago, IL, United States, New York, NY, United States, Tampa, Florida, United States
full-timedirectorfinancial services
Description
You will oversee daily margin and collateral management, ensure regulatory compliance, and drive strategic initiatives to enhance risk operations at a modern financial services firm.
Requirements
- Deep expertise in financial instruments, collateral management, and relevant regulations
- Experience with end-to-end front-to-back office trading and clearing processes
- Strong analytical and leadership skills
- Ability to manage multiple stakeholders across Technology, Operations, Legal, etc.
Responsibilities
- Manage daily margin calculation, issuance, and settlement
- Oversee collateral management including eligibility, optimization, and allocation
- Ensure regulatory compliance with Reg T, FINRA 4210, CFTC, SEC 18a-3
- Contribute to risk framework and technology roadmap development
- Serve as key contact for regulatory exams and audits
0 views 0 saves 0 applications