2h ago

Associate Director, Risk & Margin

Chicago, IL, United States, New York, NY, United States, Tampa, Florida, United States
full-timedirectorfinancial services

Description

You will oversee daily margin and collateral management, ensure regulatory compliance, and drive strategic initiatives to enhance risk operations at a modern financial services firm.

Requirements

  • Deep expertise in financial instruments, collateral management, and relevant regulations
  • Experience with end-to-end front-to-back office trading and clearing processes
  • Strong analytical and leadership skills
  • Ability to manage multiple stakeholders across Technology, Operations, Legal, etc.

Responsibilities

  • Manage daily margin calculation, issuance, and settlement
  • Oversee collateral management including eligibility, optimization, and allocation
  • Ensure regulatory compliance with Reg T, FINRA 4210, CFTC, SEC 18a-3
  • Contribute to risk framework and technology roadmap development
  • Serve as key contact for regulatory exams and audits
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