16h ago

VP, Compliance - Complaint Resolution

Des Moines, IA

$140k-$170k / year

full-timeleadfinance

๐Ÿ’ผ About This Role

You'll lead the Complaint Resolution Team, managing complaint response processes for a global investment firm. You'll ensure regulatory compliance, analyze trends, and implement process improvements. This role offers the opportunity to shape compliance strategy at a leading firm.

๐ŸŽฏ What You'll Do

  • Ensure quality and completeness of complaint responses before issuance
  • Monitor, track, and analyze complaint trends; produce monthly root-cause reports
  • Train and mentor team members on products, policies, and procedures
  • Oversee resolution of Consumer, BBB, Attorney General, and regulatory complaints

๐Ÿ“‹ Requirements

  • 5+ years in life insurance and annuities
  • Compliance and operational expertise
  • Exceptional written and verbal communication skills
  • Bachelor's degree or equivalent experience

โœจ Nice to Have

  • Strategic mindset and ability to influence outcomes
  • Experience with regulatory complaints resolution
  • Strong organizational and analytical abilities

๐ŸŽ Benefits & Perks

  • ๐Ÿ’ฐ Discretionary bonus based on individual and team performance
  • ๐Ÿ–๏ธ Competitive base salary range $140,000-$170,000
  • ๐Ÿข Equal opportunity employer with reasonable accommodations

๐Ÿ“จ Hiring Process

Estimated timeline: 2-4 weeks ยท AI estimate

  1. 1Recruiter Callยท 30 min
  2. 2Hiring Manager Interviewยท 60 min
  3. 3Panel Interviewยท 60 min

[email protected]

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