16h ago
VP, Compliance - Complaint Resolution
Des Moines, IA
$140k-$170k / year
full-timeleadfinance
๐ผ About This Role
You'll lead the Complaint Resolution Team, managing complaint response processes for a global investment firm. You'll ensure regulatory compliance, analyze trends, and implement process improvements. This role offers the opportunity to shape compliance strategy at a leading firm.
๐ฏ What You'll Do
- Ensure quality and completeness of complaint responses before issuance
- Monitor, track, and analyze complaint trends; produce monthly root-cause reports
- Train and mentor team members on products, policies, and procedures
- Oversee resolution of Consumer, BBB, Attorney General, and regulatory complaints
๐ Requirements
- 5+ years in life insurance and annuities
- Compliance and operational expertise
- Exceptional written and verbal communication skills
- Bachelor's degree or equivalent experience
โจ Nice to Have
- Strategic mindset and ability to influence outcomes
- Experience with regulatory complaints resolution
- Strong organizational and analytical abilities
๐ Benefits & Perks
- ๐ฐ Discretionary bonus based on individual and team performance
- ๐๏ธ Competitive base salary range $140,000-$170,000
- ๐ข Equal opportunity employer with reasonable accommodations
๐จ Hiring Process
Estimated timeline: 2-4 weeks ยท AI estimate
- 1Recruiter Callยท 30 min
- 2Hiring Manager Interviewยท 60 min
- 3Panel Interviewยท 60 min
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