🛠 Tech Stack

💼 About This Role

You'll support customer onboarding and ongoing due diligence for a modern brokerage ecosystem. Your core impact ensures regulatory compliance and risk mitigation across all customer lifecycles. This role offers exposure to cutting-edge cloud-native clearing technology.

🎯 What You'll Do

• Analyze onboarding info for CIP and CDD compliance
• Validate customer identification documents and risk ratings
• Research AML questions and resolve identity exceptions
• Conduct periodic and event-driven CDD reviews

📋 Requirements

• 2-5 years of client onboarding at a retail broker-dealer
• KYC, CIP, and CDD rule knowledge
• Experience with onboarding platforms and screening tools (World Check, CLEAR)
• Bachelor's Degree or equivalent

✨ Nice to Have

• Experience with Enhanced Due Diligence (EDD)
• Familiarity with sanctions and PEP screening
• Ability to handle adverse media alerts

🎁 Benefits & Perks

• 💰 Competitive Base Salary $95k-$110k
• 📈 Company Equity
• 🏦 401k Matching
• 👶 Gender Neutral Parental Leave
• 🏥 Full Medical, Dental, Vision Insurance

📨 Hiring Process

Estimated timeline: 2-3 weeks · AI estimate

1. 1Recruiter Screen· 30 min
2. 2Hiring Manager Interview· 45 min
3. 3Technical/Compliance Assessment· 1 hour