🛠 Tech Stack

💼 About This Role

You'll lead regulatory compliance, financial crime risk management, and data protection for an FCA-regulated EMI. Your core impact is ensuring full adherence to FCA regulations, UK GDPR, and global AML/CTF standards. You'll act as the primary guardian of operational integrity and the main point of contact for regulators.

🎯 What You'll Do

• Serve as primary FCA/NCA/ICO liaison and submit regulatory reports.
• Design and maintain enterprise-wide risk management program and risk register.
• Oversee AML/CTF framework including SAR management and EDD approvals.
• Lead data protection compliance including ROPA, DPIAs, and DSARs.
• Deliver firm-wide training on AML, SAR processes, and data privacy.

📋 Requirements

• 5-7 years senior compliance experience in UK FCA-regulated financial institution (EMI, PI, or Bank)
• Deep technical knowledge of Money Laundering Regulations 2017 and FCA Specialist Sourcebooks
• Professional certifications like CAMS, ICA, or CIPP/E
• Proven track record interacting with FCA/NCA and reporting to a Board of Directors

✨ Nice to Have

• Bachelor's or Master's degree in Law, Finance, or Business
• Experience with compliance tools like Sumsub, LexisNexis, ComplyAdvantage

🎁 Benefits & Perks

• 💰 Competitive salary commensurate with experience
• 🏢 Flexible/Hybrid working arrangements
• 📈 Performance-based bonuses tied to Compliance KPIs
• 📚 Ongoing training and specialized certifications support

📨 Hiring Process

Estimated timeline: 4-6 weeks · AI estimate

1. 1Initial Application Review· 1 week
2. 2Phone Screen with HR· 30 min
3. 3Technical/Case Interview with Compliance Team· 1 hour
4. 4Final Interview with Executive Board· 1 hour
5. 5Offer and Background Checks· 2 weeks