💼 About This Role

You'll conduct second-line oversight of sales activities and trade execution to ensure the firm's distribution of derivatives aligns with MiFID II standards. You will monitor front office interactions and trade data to enforce selling practices, suitability, and best execution requirements. This role offers dedicated mentorship and clear career progression paths.

🎯 What You'll Do

• Review front office interactions (calls, emails, chats) for compliance with selling practices.
• Monitor trade data to verify best execution for clients.
• Review client files to ensure appropriateness tests and suitability reports are accurate.
• Update firm's Best Execution Policy and Product Governance Framework.

📋 Requirements

• Bachelor's degree required.
• 2–5 years experience in a financial services firm required.
• Strong analytical skills required.
• Awareness of MiFID regulations required.

✨ Nice to Have

• Experience in monitoring preferred.
• AML or Compliance certifications preferred.

🎁 Benefits & Perks

• 💰 Competitive Starting Salary with annual discretionary bonus.
• 🎓 Dedicated Mentorship from experienced managers.
• 🛠️ Cutting-Edge Technology and tailor-made tools.
• 📈 Clear Career Progression pathways to leadership roles.
• 🏥 Generous Benefits Package including healthcare.

📨 Hiring Process

Estimated timeline: 2-3 weeks · AI estimate

1. 1Recruiter Call· 30 min
2. 2Hiring Manager Interview· 45 min
3. 3Technical Interview· 45 min