Tech Stack

Description

You will monitor client risk exposure and process margin requirements, working closely with operations and settlement teams to ensure compliance with regulations. This role involves daily risk monitoring, margin call analysis, and collaboration on ad hoc risk assessments.

Requirements

• Bachelor's degree in Finance, Business, Accounting or related
• 3-5 years experience in margin processing or risk review in securities
• Series 7 license required or willingness to obtain
• Strong knowledge of margin rules and regulations
• Knowledge of options theory and greek risk measurements

Responsibilities

• Perform daily risk monitoring and real-time analysis
• Monitor client positions for risk exposures and margin deficiencies
• Analyze and handle margin calls, calculating and verifying requirements
• Ensure compliance with margin rules (Reg T, exchange requirements)
• Collaborate with operations and settlement teams