Trade Surveillance Analyst (Temp) at Jobs at Interactive Brokers

3h ago

Trade Surveillance Analyst (Temp)

Chicago, IL

contractjunior Hybridfinancial services

Description

As a Trade Surveillance Analyst, you will conduct account activity reviews to ensure compliance with financial regulations, prepare regulatory filings, and analyze trading data for suspicious patterns. Your work helps maintain the integrity of brokerage services in a global firm.

Requirements

1-3 years regulatory compliance experience at exchange, regulatory org, BD, FCM, or similar
Strong product knowledge of equity or exchange-traded derivative markets
High comfort with computers and technology
Excellent oral and written communication skills
Detail-oriented with organizational and project management skills

Responsibilities

Conduct account activity reviews for compliance with IBKR policy
Advise management by analyzing data and trends
Prepare regulatory filings
Streamline processes and identify improvements
Review trading data for suspicious activity or patterns

Jobs at Interactive Brokers

Interactive Brokers Group, Inc. (NASDAQ: "IBKR"); is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisers, and introducing brokers. For over 40 years, Interactive Brokers has been the pioneer of the electronic trading revolution. We rapidly scaled from a small U.S. options market-maker into a sizable global trading firm by leveraging the power of technology and automation. We are committed to delivering value through technological innovation and providing our clients with unprecedented access to global markets at the lowest cost. Our mission remains unchanged, "Create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools." Interactive Brokers is headquartered in Greenwich, Connecticut and has offices in the USA, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Russia, Singapore, Switzerland and United Kingdom. IBKR is regulated by the SEC, FINRA, NYSE, FCA and other regulatory agencies around the world.

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