3h ago
QA Analyst - FinCrime
Cardiff
full-timemid HybridFinancial Services
Description
You will conduct deep-dive technical audits of complex financial crime cases, ensuring compliance with FCA regulations and the Proceeds of Crime Act. You'll provide feedback to improve processes and maintain a fantastic customer experience.
Requirements
- Expertise in Financial Crime AML, including auditing/investigating AML alerts and KYC/EDD
- Firm grasp of the Proceeds of Crime Act (POCA) and suspicious activity reporting (SAR)
- Experience in holistic case auditing and quality assurance
- Strong analytical and risk identification skills
- Ability to produce actionable business insights from data
Responsibilities
- Audit AML alerts, KYC/EDD files, and Sanctions screening with deep subject matter expertise
- Conduct technical audits of end-to-end financial crime cases and customer interactions
- Monitor SLA adherence to ensure timely risk mitigation
- Proactively identify emerging risks and procedural gaps, escalating to senior stakeholders
- Develop monthly MI reports and provide trend analysis feedback for training and policy updates
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