6h ago

Senior Regulatory Counsel

New York, US Remote

$160,000-$220,000 / year

J
full-timesenior Remotefinancial services / securities exchange

💼 About This Role

You'll serve as a senior regulatory attorney on the LTSE Regulatory team, liaising with the SEC and interpreting SRO rules. You'll lead the end-to-end rule filing process, ensuring timely submissions and thoughtful responses. This is a high-impact role at an innovative SEC-registered exchange, working on mission-driven market design.

🎯 What You'll Do

  • Research, interpret and advise on SEC and SRO rules.
  • Draft and submit rule changes and amendments with the SEC.
  • Work directly on regulatory examinations and lead LTSE's responses.
  • Cover industry meetings as an LTSE representative.

📋 Requirements

  • JD degree with deep understanding of an SRO's role.
  • Significant ability to interpret SEC and exchange rules.
  • Excellent written and verbal communication skills.
  • Superior organizational skills adaptable to a start-up culture.
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