6h ago
Senior Regulatory Counsel
New York, US Remote
$160,000-$220,000 / year
J
full-timesenior Remotefinancial services / securities exchange
💼 About This Role
You'll serve as a senior regulatory attorney on the LTSE Regulatory team, liaising with the SEC and interpreting SRO rules. You'll lead the end-to-end rule filing process, ensuring timely submissions and thoughtful responses. This is a high-impact role at an innovative SEC-registered exchange, working on mission-driven market design.
🎯 What You'll Do
- Research, interpret and advise on SEC and SRO rules.
- Draft and submit rule changes and amendments with the SEC.
- Work directly on regulatory examinations and lead LTSE's responses.
- Cover industry meetings as an LTSE representative.
📋 Requirements
- JD degree with deep understanding of an SRO's role.
- Significant ability to interpret SEC and exchange rules.
- Excellent written and verbal communication skills.
- Superior organizational skills adaptable to a start-up culture.
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