💼 About This Role

You'll lead the central compliance team for the Americas at Hudson River Trading, driving foundational and operational aspects of the program. You'll manage AML, sanctions, regulatory reporting, and exams while leveraging technology for scalable solutions. This role offers the chance to shape compliance in a cutting-edge algorithmic trading environment.

🎯 What You'll Do

• Manage AML, sanctions, and personal account dealing programs
• Oversee regulatory registrations, training, and information barriers
• Develop compliance policy governance and risk assessment frameworks
• Lead regulatory exams and regulatory reporting obligations

📋 Requirements

• 10+ years of compliance experience at a U.S. broker-dealer
• Bachelor's degree in Finance or related field
• Management experience with team leadership and talent development
• Technology focus to build efficient and scalable compliance solutions

✨ Nice to Have

• J.D. or relevant advanced degree
• Experience with Consolidated Audit Trail (CAT)

🎁 Benefits & Perks

• 💰 Discretionary performance-based bonuses
• 🏖️ Competitive benefits package
• 🤝 Collaborative culture with openness and transparency

🚩 Heads Up

• Mentions AI use prohibition during interviews, which may indicate excessive monitoring
• Broad '10+ years' experience requirement with many responsibilities could indicate scope creep