2h ago

Head of Compliance

Dallas/Fort Worth, North Dallas, Chicago
full-timedirector Hybridfintech

Description

You will lead the compliance function at MyFunded Futures, ensuring regulatory excellence as the company registers as an Introducing Broker and builds a proprietary trading platform. You'll design frameworks, oversee licensing, and embed compliance into product development to enable innovation while maintaining integrity.

Requirements

  • Bachelor's in Finance, Economics, Law, or related field
  • 10+ years of compliance experience in futures or brokerage
  • Expert knowledge of CFTC, NFA, and CME regulations
  • Experience with IB registration and AML/KYC programs
  • Leadership experience in building compliance teams and systems

Responsibilities

  • Lead enterprise compliance program design and management
  • Manage NFA registration, IB licensing obligations, and regulatory filings
  • Collaborate with product and tech teams to embed compliance-by-design into trading platform
  • Conduct internal audits, risk assessments, and regulatory change monitoring
  • Serve as primary liaison with regulators and external auditors
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