2h ago
Head of Compliance
Dallas/Fort Worth, North Dallas, Chicago
full-timedirector Hybridfintech
Description
You will lead the compliance function at MyFunded Futures, ensuring regulatory excellence as the company registers as an Introducing Broker and builds a proprietary trading platform. You'll design frameworks, oversee licensing, and embed compliance into product development to enable innovation while maintaining integrity.
Requirements
- Bachelor's in Finance, Economics, Law, or related field
- 10+ years of compliance experience in futures or brokerage
- Expert knowledge of CFTC, NFA, and CME regulations
- Experience with IB registration and AML/KYC programs
- Leadership experience in building compliance teams and systems
Responsibilities
- Lead enterprise compliance program design and management
- Manage NFA registration, IB licensing obligations, and regulatory filings
- Collaborate with product and tech teams to embed compliance-by-design into trading platform
- Conduct internal audits, risk assessments, and regulatory change monitoring
- Serve as primary liaison with regulators and external auditors
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